David Mertz, Ph.D.
Parenthesizer, Gnosis Software, Inc.
Previous installments have looked at XML libraries for various programming languages, and with various strengths and weaknesses. The Lisp family of languages remains popular, especially in teaching and among purists. The SSAX library for Scheme is an efficient pure-functional parser; SXML is a tree library (like DOM); and related tools SXSLT and SXPath have been created to work with these. This installment looks at the advantages of parsing in a strongly functional language, and compares SSAX with libraries for other languages.
I am aware--as a factual matter--that there are connoisseurs of single-malt scotches. But given that I rarely drink alcohol at all; and when I do it in less concentrated amounts as beer or wine, I have trouble fully understanding the mindset or discourse of these connoisseurs.
I feel almost the same way about Lisp and Scheme programming. I can tell that it is an area filled with sophistication and intelligence, but somehow both the Polish (prefix) notation and endless parentheses, and the fervent semantic eshewal of a distinction between code and data, continue to feel alien to me. Nonetheless, I have enough of a fascination that I want to see how these languages approach XML processing.
The starting point for the
SSAX library for Scheme is a meme common
among Lisp/Scheme enthusiasts: the observation that XML is
semantically almost identical to the nested list-oriented data
structures native to Lisp-like languages. Anything you can represent
in XML can be straightforwardly represented as SXML--Scheme lists
nesting the same data as the original XML. Moreover, Scheme comes
with a rich library of list and tree manipulation functions, and a
history of contemplating manipulation of those very structures. A
natural fit, perhaps.
A good first step is to see SXML in its concrete form. Trees are the underlying abstraction--the Infoset--of XML; but the abstract information takes a specific semantic form. For example, the following is a starkly reduced (but still well-formed) version of another article I wrote recently:
$ cat example.xml <?xml version="1.0" encoding="UTF-8"?> <?xml-stylesheet type="text/css" href="http://gnosis.cx/publish/programming/dW.css" ?> <dw-document xmlns:dw="http://www.ibm.com/developerWorks/"> <title>The Twisted Matrix Framework</title> <author name="David Mertz, Ph.D."> <bio>David thinks it's turtles all the way down...</bio> </author> <docbody> <dw:heading refname="" toc="yes">Introduction</dw:heading> <p> Sorting through Twisted Matrix is reminiscent of the old story about blind men and elephants. Twisted Matrix has many capabilities within it, and it takes a bit of a gestalt switch to <i>get</i> a good sense of why they are all there. </p> </docbody> </dw-document>
Transformed to SXML, this article looks like:
$ ./xml2sxml example.xml (*TOP* (*PI* xml "version=\"1.0\" encoding=\"UTF-8\"") (*PI* xml-stylesheet "type=\"text/css\" href=\"http://gnosis.cx/publish/programming/dW.css\" ") (dw-document (title "The Twisted Matrix Framework") (author (@ (name "David Mertz, Ph.D.")) (bio "David thinks it's turtles all the way down...")) (docbody (http://www.ibm.com/developerWorks/:heading (@ (toc "yes") (refname "")) "Introduction") (p " Sorting through Twisted Matrix is reminiscent of the old story about blind men and elephants. Twisted Matrix has many capabilities within it, and it takes a bit of a gestalt switch to " (i "get") " a good sense of why they are all there. "))))
There are a number of interesting differences between XML and SXML, but also a obvious and direct correspondence between every aspect. Some of the differences are relatively trivial--parentheses instead of angle brackets, for example. And others are ambivalent: for example, SSAX's creator, Oleg Kiselyov, thinks the reduction of closing tags to closing parentheses is a pure advantage in conciseness. However, the designers of XML went out of their way to remove the tag reduction options in SGML; maybe they were wrong, but explicit closing tags are not there because their possibility was overlooked.
In a number of ways, however, SXML corrects some awkwardness in XML,
while not losing any information. In particular, the distinction
between attributes and element contents feels arbitrary to most XML
developers, and SXML removes it in an elegant way. An attribute
collection is simply another nested list, but one that happens to
start with the name
@--a name that conveniently is not permitted in
XML identifiers. Effectively, an SXML document is like an XML
document that eshews attributes, but sometimes nests a
inside other elements. Referring to children that happen to be named
@ is no different in SXML is no different the filtering on any other
tag name. Of interest is that both my
RelaxNG stylesheets attempt a similar homogenization of attributes and
Processing instructions and comments are also reduced to special "tag"
names that are not available in XML:
PI for the former,
COMMENT for the latter. As with most of Lisp, there is just one
basic data structure to represent everything.
Namespaces are also interesting in the SXML format. The full namespace
URI simply becomes part of the tagname, when SXML is generated as
above. However, and optional
NAMESPACES tag can be used to
abbreviate namespace references in essentially the same way as with
XML. You need to either write SXML by hand, or enhance the conversion
utility, to utilize this, however.
From the description above, SXML seems like just another shortcut notation for XML, or which there are many, e.g. PYX, SOX, SLiP, XSLTXT, YAML (sort of), etc. The difference is that SXML is not merely (arguably) simpler to read and edit, but is already itself code in Scheme. No special parsers for the format are needed or even relevant.
As a first example of working with the
SSAX library, let us take a
look at the application
xml2sxml that was utilized above:
#!/sw/bin/guile -s !# (load "sxml-all.scm") (pp (SSAX:XML->SXML (open-input-file (cadr (command-line))) '() ))
Not too much too it, huh? Of course, this relies on a collection of
load functions that I put into my convenience module:
(load "libs/pp.scm") (load "libs/guile/common.scm") (load "libs/guile/myenv.scm") (load "libs/guile/parse-error.scm") (load "libs/util.scm") (load "libs/input-parse.scm") (load "libs/look-for-str.scm") (load "sxml/ssax.scm") (define (port? x) (or (input-port? x) (output-port? x)))
I may not need all of those
load functions every time, but this
loads the complete collection of
SSAX functions. The last line is
an oddity--for whatever reason, the function
port? that is used by
SSAX is not available in the version of Guile that I installed on
fink. However, the definition I added comes straight
out of the manual for Guile. A different Scheme system would
presumably not have this same issue.
The data structure produced by the function
SSAX:XML->SXML is a
regular list that you can work with using all the usual Scheme
guile> (load "sxml-all.scm") guile> (define sxml (SSAX:XML->SXML (open-input-file "example.xml") `())) guile> (list-ref sxml 1) (*PI* xml "version=\"1.0\" encoding=\"UTF-8\"") guile> (cadr (list-ref sxml 3)) (title "The Twisted Matrix Framework") guile> (eq? (car (list-ref sxml 3)) `dw-document) #t
While an SXML representation is just a tree that can be manipulated
and traversed with general Scheme techniques, the
provides a handy macro called
SSAX:make-parser that works in a
fashion similar to the SAX API in other programming languages. A
number of tree-walking optimizations are built in to this macro,
giving you linear, O(N), efficiencies in processing a given SXML
structure; a naive approach could easily use more memory or CPU
Unlike the actual SAX API that you might have used in languages like
C, C++, Python, Perl, and the like,
SSAX is walks a tree rather than
scans a linear bytestream. That is, SAX or
expat simply look for
opening and closing tags as events, and callback to the relevant
handlers. If you want to keep track of the relative nesting and
context in which a tag occurs, you need to maintain your own stack, or
other data structure. In
SSAX, in contrast, every node descends from
a parent, passing and returning a
seed Of course, this
itself essentially a data structure that you can modify in each
FINISH-ELEMENT handler--but at least it is
local rather than global.
To show off the working of
SSAX I have enhanced an outline example
that is available on the CVS directory for the
SSAX library. I
demonstrate displaying attributes and (abbreviated) CDATA content.
This is most of the way toward writing an
which oddly is not distributed as part of
SSAX, not even as a
direct function or macro. However, I do not handle proper escaping,
nor processing instructions and a few other aspects.
#!/sw/bin/guile -s !# (load "sxml-all.scm") (define (format-attrs attrs) (if (and (pair? attrs) (pair? (car attrs))) (string-append " " (caar attrs) "='" (cdar attrs) "'" (if (> (length attrs) 1) (format-attrs (cdr attrs)) "")) "")) (define (tag->string tag) (if (symbol? tag) tag (cdr tag))) (define (outline xml-port) ((SSAX:make-parser NEW-LEVEL-SEED (lambda (elem-gi attrs namespaces expected-content seed) (display (string-append seed ; indent the element name "<" ; open brace (tag->string elem-gi) ; print the name of the element (format-attrs attrs) ; display the attributes ">\n")) ; closing brace, newline (string-append " " seed)) ; advance the indent level FINISH-ELEMENT (lambda (elem-gi attributes namespaces parent-seed seed) parent-seed) ; restore the indent level CHAR-DATA-HANDLER (lambda (s1 s2 seed) (if (> (string-length s1) 30) (display (string-append seed "|" (substring s1 0 30) "...\n"))) seed) ) xml-port "")) (display (call-with-input-file (cadr (command-line)) outline)))
The basics are a lot like a SAX class. The function
generated with the
SSAX:make-parser macro which allows definition of
several event types. The main ones are entering and leaving an
element, and getting character data. A couple support functions help
with the process.
seed we use in
outline is quite simple, it is just a string
that gets longer as deeper branches of the tree are reached. Of
course, you could pass around a whole list of encountered tags--e.g.
for an XPATH-like analysis of what to do with a node. Our CDATA
handler simply checks whether there is enough CDATA to bother
displaying (at least 30 chars, arbitrarily chosen), then displays it
at the same indent as the current element.
NEW-LEVEL-SEED handler demonstrates a couple interesting
aspects, mostly in the two support functions it employs. Not every tag
is a simple symbol in our SSXML structure; specifically, a namespace
qualified tag is a pair instead. The function
which type a tag is, and only displays the local part of the name, not
the namespace. You could do something different, of course, but this
demonstrates the test needed.
format-attrs is probably more an example of recursive
programming in Scheme generically than it is specific to
Still, tags can have none, one, or several attributes, and we need to
return a string for each case. Probably a real Scheme programmer can
point out an even more concise way to do this--I welcome comments in
the discussion are for this article.
Let us look at the output, given the earlier XML document. By the way, warnings are generated for the unprocessed PIs, so I redirect STDERR to ignore those:
$ ./outline example.xml 2>/dev/null <dw-document> <title> <author name='David Mertz, Ph.D.'> <bio> |David thinks it's turtles all ... <docbody> <heading refname='' toc='yes'> <p> | Sorting through Twisted... <i> | a good sense of why they are ...
As well as its equivalents for SAX and DOM (i.e. the native Scheme
SSAX comes with its own
components. This article does not have room for extensive discussion
of these, but they are worth mentioning briefly.
SXSLT functions and macros
discussed in Oleg Kiselyov's document "XML, XPath, XSLT
implementations as SXML, SXPPath and SXSLT" are not included in the
SSAX distribution, at least not the one for Guile (other
distributions are available for a number of Scheme systems). What can
be easily downloaded only works with a few Scheme-systems, and
versioning is unclear. Based just on the document mentioned, SXPath
works much like XPath. For example, either of the following
expressions expand to a selection function:
((sxpath '(// TAF VALID @ Trange *text)) document) ((txpath "//TAF/VALID/@TRange/text()") document)
These undergo macro expansion to:
((node-join (node-closure (node-typeof? 'TAF)) (select-kids (node-typeof? 'VALID)) (select-kids (node-typeof? '@)) (select-kids (node-typeof? 'TRange)) (select-kids (node-typeof? '*text*))) document)
Of course, playing with this expanded form would allow programming arbitrary calculations inside an XPath-like selector--anything you can write in Scheme.
SXSLT is similar in concept. Stylesheets are written in Scheme form
that is semantically similar to XSLT. But much as with the
HaXml, within any particular transformation rule, you
can embed arbitrary extra code. Particular XSLT engines, of course,
often come with foreign-function APIs to write extra capabilities in
functions are written in the very same Scheme language as the
transformation stylesheet elements.
I like the
SSAX library quite a bit; and I suspect I will like it
more as I become more comfortable with Lisp/Scheme.programming. It
shares many of the advantages of other "native" XML libraries I have
written about in other installments:
HaXml, and so on. There's a lot to be said for making
XML into just another data object in whatever programming language
SSAX has a lot of rough edges. It is hard to figure out
what to download, and what Scheme systems each part is available for.
The documentation is somewhat inconsistent and incomplete--most of the
documents are academic in focus, and do more to discuss abstract goals
and concepts than on concrete usage and API. As a demonstration of
what is possible in Scheme--using functional techniques--these papers
are interesting; but it would be nice to have something that is easy
to install and use, and just works.
The homepage for SXML is below. A number of overlapping documents are available on that site, mostly written by Oleg Kiselyov:
To download version of the
SSAX library for various Scheme systems,
SXPath extension appears to be available at the below page, but
unfortunately not for Guile:
The XML Information Set (Infoset) is a W3C Recommendation that specifies the information content of XML documents; i.e. it indicates which features of a concrete document carry information, and which are incidental.
The version of Scheme I used for this article is the GNU project's
Guile. Other versions, both commercial and free software exist as
well, but Guile seems widespread--and it is the version that
will install under MacOSX. The Guile home page is at:
A previous installment of this column discussed the XML library
HaXml for the functional programming language Haskell. While
Haskell is purer in its functional programming paradigm, many common
motivations and designs went into HaXml and SXML.
Ed Dumbill wrote an article called "Exploring alternative syntaxes for XML" for developerWorks:
Scott Sweeney has also produced a nice visual summary of syntax varations of near-XML languages:
David Mertz once led the desperate life of scholarship. David may be reached at [email protected]; his life pored over at http://gnosis.cx/publish/. Suggestions and recommendations on this, past, or future, columns are welcomed. Check out David's new book Text Processing in Python.